Client Associates started its operations in 2002 and has long standing history of providing Wealth Management services to its clients. Over the years, Client Associates has included other verticals to its operations to include other than MF and Financial Products distribution and advisory, Real Estate Advisory, Lending Solutions, Investment Banking, Succession and Estate Planning to give all wealth related services to our clients under one roof.
Client Associates has set up independent Investment Advisory Services Vertical to comply with SEBI (Investment Advisers) Regulations, and in that regard please note the disclosure contents as given below.
|A)||Licensing: Pioneer Client Associates Private Limited (Client Associates), a company registered, governed and incorporated under the Companies Act, 2013, offers investment research, investment advisory services, permitted referral services, distribution of mutual funds and other permitted third party financial products with no financial liability.|
It is registered with and regulated by the Securities and Exchange Board of India (SEBI) as a Registered Investment Advisor and also distributor of Mutual Funds and other financial products.
|B)||Details of SEBI registrations:|
Registered as investment advisor with SEBI registration number INA100010660.
No material action has been taken against Client Associates by any regulator.
At Client Associates, the advisory and execution roles are clearly segregated and both of these teams work in close coordination yet independently to avoid conflict of interest situations. The permitted execution/distribution of third party products, including execution/distribution of mutual funds, etc., are carried out from a separate vertical which acts independently and they have no common organisation hierarchies. We have maintained segregated organisation structures and controls to ensure independence under SEBI Investment Advisers Regulations, 2013 including segregation and controls between CAIA Vertical and the team executing on distribution of products. The Distribution team of Client Associates may receive, from time to time, commission from third party product providers for distributing their products.
Investment Adviser: Pioneer Client Associates Private Limited
Type of Registration- Non-Individual
Registration number- INA100010660
Validity of registration- Perpetual
Address- 2nd Floor, Block B, Vatika Towers, Golf Course Road, Sector 54, Gurugram-122002
Principal Officer – Pawan Kumar,
Email id: email@example.com
Contact no: +91 (0) 124 4995400
Corresponding SEBI office address- SEBI Northern Regional Office (NRO), 8th Floor, Plate B, East Kidwai Nagar, NEW DELHI- 110023
Disclaimer: Registration granted by SEBI, membership of BSAL and certification from NISM in no way guarantee performance of the intermediary or provide any assurance of return to investors.
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